Finosper Services
Compliance & Advisory
Stay compliant with ROC filings, annual returns, statutory audits, and regulatory advisory.
About This Service
Compliance & Advisory
Maintaining ongoing statutory compliance is essential for every business entity. From ROC annual filings and board meeting requirements to statutory audits and regulatory changes, our compliance advisory service ensures your business stays on the right side of the law at all times.
Who Needs This?
All registered companies (Pvt Ltd, Public, OPC), LLPs, trusts, and NGOs that have ongoing statutory compliance obligations under the Companies Act, LLP Act, or other regulatory frameworks.
Why It's Important
Non-compliance can result in heavy penalties, disqualification of directors, striking off of company name, and even prosecution. Regular compliance also maintains your company's active status and good standing for future transactions.
Key Benefits
Why Choose Our Compliance & Advisory Service
Complete Coverage
We track and manage all your compliance deadlines — ROC, GST, IT, TDS, and more — in one place.
Penalty Prevention
Avoid late filing penalties and interest charges that can accumulate significantly over time.
Director Protection
Ensure directors are not disqualified due to company's non-compliance with filing requirements.
Audit Readiness
Maintain records and filings so your company is always ready for statutory or tax audits.
Regulatory Updates
Stay informed about regulatory changes, new compliance requirements, and government notifications.
Dedicated Support
A dedicated compliance manager assigned to your company for personalized service.
Checklist
Documents Required
- Certificate of Incorporation / LLP Agreement
- Board resolutions and meeting minutes
- Financial statements (Balance Sheet, P&L, Cash Flow)
- Auditor's report
- Director KYC details (updated annually)
- Share transfer details (if any)
- Details of charges created or modified
- Previous year's ROC filing receipts
Our Process
How We Work
Compliance Audit
We review your current compliance status and identify any pending filings or gaps.
Calendar Setup
Create a compliance calendar with all due dates for ROC, GST, IT, TDS, and other filings.
Ongoing Filings
Handle all periodic filings — AOC-4, MGT-7, DIR-3 KYC, ADT-1, and other applicable forms.
Advisory Support
Proactive advisory on regulatory changes, board meeting requirements, and corporate governance.
FAQs
Frequently Asked Questions
Get Expert Help
Need Professional Assistance with Compliance & Advisory?
Book a free consultation with CA Shrish Tiwari and let us handle the complexities while you focus on growing your business.
Free 15-minute consultation · No hidden charges · 100% confidential